Scott Stefanek
Professional summary
Scott Stefanek is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2012. Scott has worked at 6 firms and has passed the SIE, Series 7, Series 99, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Stefanek's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2024 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701July 10, 2018 - November 12, 2024
NOMURA SECURITIES INTERNATIONAL, INC.
September 6, 2017 - June 21, 2018
MUFG AMERICAS CORPORATE ADVISORY, INC.
September 18, 2015 - July 13, 2018
MUFG SECURITIES AMERICAS INC.
May 8, 2013 - August 11, 2015
MERCURY CAPITAL ADVISORS, LLC
November 12, 2012 - May 21, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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