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JR

John Clayton Rynd

CRD# 6106203·Registered 2012 - 2015
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Clayton Rynd, who also goes by Clay Rynd, J Clay Rynd, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2012 - 2015. John had worked at 2 firms and has passed the Series 63, SIE, Series 79, Series 87, Series 86 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Clay Rynd, J Clay Rynd

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

TUDOR PICKERING HOLT & CO ADVISORS LP·CRD# 158253
BD
Houston, TX
June 10, 2014 - June 29, 2015
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC·CRD# 129772
BD
Houston, TX
October 11, 2012 - June 29, 2015

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Current Firm

TP
TUDOR PICKERING HOLT & CO ADVISORS LP

TUDOR PICKERING HOLT & CO ADVISORS LP | TUDOR, PICKERING, HOLT & CO. ADVISORS, LLC

CRD#: 158253 / SEC#: 8-68888
BD
Terminated by SEC on 03/06/2021

Contact Information

Established

Delaware since 12/30/2016

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PERELLA WEINBERG PARTNERS GROUP LPOWNER—
BARANCIK, GARY SCOTTCHIEF FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1728326
BEDNAR, ANDREW THOMASPRESIDENT1856221
GILLILAND, LANCE GALENPRINCIPAL; HEAD OF M&A2013135
GOTTSCHALK, ALEXANDRA KFINANCIAL OPERATIONS PRINCIPAL, CHIEF ACCOUNTING OFFICER, AND CONTROLLER5864478
HOLT, ROBERT MAYNARD IIICEO1979093
POLEMENI, MARK ANDREW ESQCHIEF COMPLIANCE OFFICER & CHIEF REGULATORY COUNSEL5070584
TUDOR, ROBERT BEALL IIICHAIRMAN1736832

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jun 2014About the Series 79 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2012About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Dec 2012About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Oct 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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