KS
Kimberly H. Sabol
CETERA INVESTMENT ADVISERS LLC
ROSEMEAD, CA 91770-2600
Some features on this profile are disabled
CRD#: 6105701
KS
Professional summary
Kimberly Huang Sabol, who also goes by Kimberly Dinh Huang, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rosemead, California and CETERA WEALTH SERVICES, LLC located in Rosemead, California.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Kimberly has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Dinh Huang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FULLHOUSE PROPERTIES, LLC POSITION: MANAGER NATURE: REAL ESTATE INVESTMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2016 ADDRESS: Long Beach CA DESCRIPTION: Duties as co-managing member (hiring property managers, property acquisition) 2) GARVEY COMMERCIAL CENTER LLC POSITION: PARTIAL OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: , Rosemead CA 91770 DESCRIPTION: MANAGER (COLLECT THE RENT, PAY THE BILLS, ETC.) 3) FULL HOUSE CAPITAL, LLC POSITION: MANAGING MEMBER NATURE: REAL ESTATE INVESTMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2009 ADDRESS: Rosemead CA DESCRIPTION: DUTIES AS MANAGING MEMEBER (PROPERTY ACQUISITION, HIRING PROPERTY MANAGERS, ETC) 4) STRATEGIC CAPITAL INVESTMENTS, INC POSITION: OWNER NATURE: HOLDING COMPANY INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 ADDRESS: Rosemead CA , United States DESCRIPTION: Personal investments 5) FULLHOUSE EQUITY, LLC POSITION: Managing Member NATURE: Real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2017 Address: DESCRIPTION: Approve with other co-owners the property manager and major decisions 6) FULLHOUSE VENTURES LLC POSITION: Partial owner, Member NATURE: Investment holdings in Walton Land Fund I LP and Walton Land Fund III LP. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2012 ADDRESS: , Rosemead CA 91770 ; DESCRIPTION: Review suggestions for investments with and from my other two members. 7) TYWL WEALTH ADVISORS, LLC POSITION: Manager/Member NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2017 ADDRESS: 8450 Garvey Avenue, Suite 200, Rosemead CA 91770, United States DESCRIPTION: operations of this wealth management entity 8) KIMBERLY H SABOL, CPA, MBT, APC POSITION: President, Owner NATURE: Business Service Organization INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2006 ADDRESS: 8450 Garvey Ave., Ste. 200, Rosemead CA 91770;DESCRIPTION: Provide tax,accounting and administrative services 9) MOONBEAM INVESTMENTS, L.P. POSITION: Limited Partner NATURE: This LP is a holding company for various ownership of my family owned investments, including partial ownership interests in real estate LLCs (residential and commercial rentals) and investment accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2019 ADDRESS: 8450 Garvey Ave Ste 200, Rosemead CA 91770, US DESCRIPTION: Make pro-rata capital contribution, write checks, trading authority over investment accounts and brokerage accounts (to be housed at Avantax). 10) TYWL CPAS POSITION: Referring Advisor NATURE: CPA office providing tax, accounting, and consulting services to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2016 ADDRESS: 8450 Garvey Avenue, Suite 200, Rosemead CA 917702600;DESCRIPTION: CPAs from TYWL CPAs refer clients to TYWL Wealth Advisors LLC to assist clients with their wealth management needs. 11)FULLHOUSE COVINA LLC POSITION: MANAGER NATURE: REAL ESTATE INVESTMENT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2022 ADDRESS: 656 S 2nd Ave, Covina CA 91723, US DESCRIPTION: Duties as manager (hiring property managers, property improvements and acquisition). 12) FULLHOUSE PARTNERS LLC POSITION: MANAGER NATURE: REAL ESTATE INVESTMENT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2024 ADDRESS: 105 S Granada Ave, Alhambra CA 91801 DESCRIPTION: Duties as manager (hiring property managers, property improvements and acquisition).
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Huang Sabol's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8450 Garvey Avenue Suite 200, Rosemead, CA 91770-2600RIA
CRD#: 105644
ROSEMEAD, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8450 Garvey Avenue Suite 200, Rosemead, CA 91770-2600BD
CRD#: 13572
ROSEMEAD, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ROSEMEAD, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ROSEMEAD, CA
Past
November 19, 2012 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
ROSEMEAD, CA
Past
November 9, 2012 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ROSEMEAD, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Delaware(9/5/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
RR
Montana(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New Mexico(9/5/2025)
RR
New York(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
