Frank Joseph Privitera
Professional Summary
Frank Joseph Privitera, who also goes by Francis Joseph Privitera, is a registered financial advisor currently at FENIMORE SECURITIES, INC. located in Cobleskill, New York. Frank is registered as a RR (Registered Representative) and started their career in finance in 2012. Frank has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Francis Joseph Privitera
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
FENIMORE SECURITIES, INC.
Contact Information
Main Address
384 North Grand Street-box 399, Cobleskill, NY 12043Mailing Address
384 North Grand Street - Box 399, Cobleskill, NY 12043Phone Number
(518) 234-7400Established
New York since 05/26/2000Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/2/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2012About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Frank Joseph Privitera's CRS (Customer Relationship Summary).
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