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FS

Frank Sciotto

INTEGRATED CAPITAL MANAGEMENT,
Carson, CA 90746
Some features on this profile are disabled
CRD#: 6104484
FS

Professional summary

Frank Sciotto is a registered financial advisor currently at INTEGRATED CAPITAL MANAGEMENT, INC located in Carson, California.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Frank has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of outside business: Integrated Capital Solutions, Nature of the business is business consulting, accounting, real estate brokerage as I have a real estate brokers license, and some tax preparation, Address: 1050 E Dominguez Street, Suite G, Carson, CA 90746 (I use the same office as Integrated Capital Management), I am the president and owner of the company, I have no employees, I started the business in 2006, approximate monthly hours / month 40-50 hrs per month, time during trading hours is zero Name of outside business: Bar41 Beverages, The business develops and sells wine based cocktails. The address : 1050 E Dominguez Street, Suite F, Carson, CA 90746 ( I have 2 suites that are connected, which i use both), I am the managing member and majority owner., The business started in 2014, I devote about 80 hours per month, I devote 1-2 hours per day during trading hours

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CRS (Client Relationship Summary) - RIA

Click below to view Frank Sciotto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 9, 2017 - Present

INTEGRATED CAPITAL MANAGEMENT, INC

Office #1: 1050 E Dominguez Street Unit G, Carson, CA 90746
RIA
CRD#: 288940
Carson, CA
Past

February 4, 2014 - August 11, 2015

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
TORRANCE, CA
Past

September 11, 2012 - August 11, 2015

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
TORRANCE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/9/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 10/2/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/15/2012
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/11/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/10/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

IC
INTEGRATED CAPITAL MANAGEMENT, INC
INTEGRATED CAPITAL MANAGEMENT, INC

CRD#: 288940 / SEC#:

California
Registered Investment Advisory firm - (8/9/2017 Approved)
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Contact information

Main Address
1050 E Dominguez Street Unit G, Carson, CA 90746
Mailing Address
Phone number
(562) 889-2759
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts39
AUM (Assets Under Management)$ 7,446,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTEGRATED CAPITAL MANAGEMENT, INC

CRD#: 288940Carson, CA 90746

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