Paul C. Mchorse

FIRST NATIONS EAGLE

SAN TAN VALLEY, AZ

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CRD#: 6104453

Professional summary

Paul Casey Ross Mchorse, CFP® is a registered financial advisor currently at FIRST NATIONS EAGLE located in San Tan Valley, Arizona.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Paul has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Casey Ross Mchorse's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 27, 2020 - Present

FIRST NATIONS EAGLE

RIA

CRD#: 307329

SAN TAN VALLEY, AZ

Past

August 29, 2012 - September 12, 2017

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/7/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2012

General Securities Representative Examination

Current Firm

FIRST NATIONS EAGLE

FIRST NATIONS EAGLE | FIRST NATIONS EAGLE FINANCIAL PLANNING, LLC

CRD#: 307329 / SEC#:

Arizona

Registered Investment Advisory firm - (2/27/2020 Approved)

New Mexico

Registered Investment Advisory firm - (7/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Taos Pueblo, NM

Mailing Address

Po Box 2024, Taos, NM 87571

Phone number

(480) 669-7714

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 105,550

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul C. Mchorse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Casey Ross Mchorse's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST NATIONS EAGLE

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/2012

SIE

Date: 9/12/2017

Series 7

Date: 8/28/2012

Current Firm

FIRST NATIONS EAGLE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST NATIONS EAGLE

TRUST BUT VERIFY

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