Alexander H. Kirk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Henry Kirk, who also goes by Alexander Henry Kirk, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2012. Alexander had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2024 - August 2, 2024
SIGNATURE ESTATE SECURITIES, LLC
November 2, 2018 - June 30, 2023
OSAIC WEALTH, INC.
June 30, 2016 - August 2, 2024
SIGNATURE INVESTMENT ADVISORS, LLC
June 30, 2015 - November 2, 2018
SIGNATOR INVESTORS, INC.
September 14, 2012 - October 26, 2012
OSAIC SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SIGNATURE ESTATE SECURITIES, LLC
CRD#: 18923 / SEC#: , 8-37065
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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