Joseph E. Engelberg

COUNTERPOINT ASSET MANAGEMENT LLC

SAN DIEGO, CA 92130

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CRD#: 6104369

Professional summary

Joseph Edward Engelberg is a registered financial advisor currently at COUNTERPOINT ASSET MANAGEMENT LLC located in San Diego, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Edward Engelberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2012 - Present

COUNTERPOINT ASSET MANAGEMENT LLC

Office #1: 12770 High Bluff Dr Suite 380, San Diego, CA 92130

RIA

CRD#: 164291

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/17/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2012

Uniform Investment Adviser Law Examination

Current Firm

COUNTERPOINT ASSET MANAGEMENT LLC

CRD#: 164291 / SEC#:

Arizona

Registered Investment Advisory firm - (3/8/2017 Approved)

California

Registered Investment Advisory firm - (7/30/2012 Approved)

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Contact information

Main Address

12770 High Bluff Dr Suite 380, San Diego, CA 92130

Mailing Address

Phone number

(838) 314-9300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	268
AUM (Assets Under Management)	$ 79,037,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph E. Engelberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Edward Engelberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

COUNTERPOINT ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2012

Current Firm

COUNTERPOINT ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COUNTERPOINT ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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