AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AP

Adam B. Parrie

CONVERGENCE FINANCIAL
COLUMBIA, MO 65203
Some features on this profile are disabled
CRD#: 6104343
AP
Adam Brian ParrieCONVERGENCE FINANCIAL

Professional summary

Adam Brian Parrie is a registered financial advisor currently at CONVERGENCE FINANCIAL located in Columbia, Missouri.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Adam has worked at 5 firms and has passed the Series 66, Series 99TO, Series 57TO, SIE, Series 52, Series 7, Series 6, Series 27, Series 4, Series 53, Series 24 and Series 26 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Brian Parrie's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2026 - Present

CONVERGENCE FINANCIAL

Office #1: 3919 S. Providence Road, Columbia, MO 65203
RIA
CRD#: 304146
COLUMBIA, MO
Past

July 24, 2025 - June 30, 2026

RICE, VOELKER, LLC

RIA
CRD#: 39838
MANDEVILLE, LA
Past

November 7, 2023 - November 24, 2025

RICE, VOELKER, LLC

BD
CRD#: 39838
MANDEVILLE, LA
Past

August 11, 2022 - October 31, 2023

PROSPERA FINANCIAL SERVICES, INC.

RIA
CRD#: 10740
DALLAS, TX
Past

August 11, 2022 - October 31, 2023

PROSPERA FINANCIAL SERVICES, INC.

BD
CRD#: 10740
DALLAS, TX
Past

July 21, 2021 - August 25, 2022

LPL FINANCIAL LLC

RIA
CRD#: 6413
OVERLAND PARK, KS
Past

July 21, 2021 - August 25, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
OVERLAND PARK, KS
Past

May 19, 2016 - July 21, 2021

WADDELL & REED

RIA
CRD#: 866
OVERLAND PARK, KS
Past

June 19, 2015 - July 21, 2021

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE WEALTH | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES

CRD#: 304146 / SEC#: 801-116738

RIA
Registered Investment Advisory firm - (6/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(7/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/19/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 8/30/2021
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 2/13/2017
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/19/2015
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/30/2023
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/20/2018
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/10/2017
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/1/2016
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 10/13/2015
Investment Company Products/Variable Contracts Principal Examination

Current Firm

CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE WEALTH | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES

CRD#: 304146 / SEC#: 801-116738

RIA
Registered Investment Advisory firm - (6/3/2019 Approved)
Loading...

Contact information

Main Address
3919 S. Providence Road, Columbia, MO 65203
Mailing Address
Phone number
(573) 818-2264
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CONVERGENCE FINANCIAL 2A (9/10/2025)

Regulatory assets under management

Total Number of Accounts3,609
AUM (Assets Under Management)$ 703,445,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONVERGENCE FINANCIAL

CRD#: 304146Columbia, MO 65203

TRUST BUT VERIFY

Monitor Adam Parrie

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Gerri A Harrison
Gerri HarrisonAdvisorCheck Check Mark
J. W. COLE ADVISORS, INC.
IAR
RR
Johnson City, NY
EE
Erin EirasAdvisorCheck Check Mark
INDEPENDENT ADVISOR ALLIANCE, LLC
IAR
RR
Jacksonville, FL
Robert Burns
Robert BurnsAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
PALM BEACH GARDENS, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.