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BS

Benjamin G. Scarrott

CITADEL SECURITIES LLC
London, EC2Y 5 ET
Some features on this profile are disabled
CRD#: 6103777
BS

Professional summary

Benjamin George Scarrott, who also goes by Benjamin George Scarrott, Benjamin Scarrott, is a registered financial professional currently at CITADEL SECURITIES LLC and CITADEL CLEARING LLC .

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2013. Benjamin has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Benjamin George Scarrott | Benjamin Scarrott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin George Scarrott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2025 - Present

CITADEL SECURITIES LLC

Office #1: 120 London Wall, London, EC2Y 5 ET
BD
CRD#: 116797
London,
Current

September 5, 2025 - Present

CITADEL CLEARING LLC

Office #1: 120 London Wall, London, EC2Y 5ET
BD
CRD#: 172693
London,
Current

September 5, 2025 - Present

PALAFOX TRADING LLC

Office #1: 120 London Wall, London, EC2Y 5ET
BD
CRD#: 131114
London,
Past

July 30, 2019 - October 24, 2024

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

December 10, 2014 - February 9, 2016

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

January 25, 2013 - August 4, 2017

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/24/2025)
RR
Alaska
(1/24/2025)
RR
California
(1/24/2025)
RR
Florida
(1/24/2025)
RR
Louisiana
(1/24/2025)
RR
Michigan
(1/24/2025)
RR
Montana
(1/24/2025)
RR
New York
(1/24/2025)
RR
Pennsylvania
(1/24/2025)
RR
Puerto Rico
(1/24/2025)
RR
Rhode Island
(1/24/2025)
RR
Texas
(1/24/2025)
RR
Virginia
(1/24/2025)
RR
Washington
(1/24/2025)
RR
Wyoming
(1/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/23/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/4/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/10/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99
Date: 1/24/2013
Operations Professional Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

PT
PALAFOX TRADING LLC
PALAFOX TRADING LLC

CRD#: 131114 / SEC#: , 8-66420

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 01/16/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PALAFOX HOLDCO LLCMEMBER
CARROLL, SEAN VINCENTCHIEF EXECUTIVE OFFICER2518443
CARROLL, SEAN VINCENTCHIEF COMPLIANCE OFFICER2518443
CITADEL ADVISORS LLCMANAGER
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER5587809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALAFOX TRADING LLC

CRD#: 131114London, EC2Y 5 ET

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