Tage B. Clifford
Professional summary
Tage Bradd Clifford, AIF®, who also goes by Tage B Clifford, Tage Clifford, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.
Tage is registered as a RR (Registered Representative) and started their career in finance in 2012. Tage has worked at 7 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tage Bradd Clifford's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2023 - Present
ADP BROKER-DEALER, INC.
Office #1: 71 Hanover Road, Florham Park, NJ 07932June 5, 2020 - January 13, 2023
TREK FINANCIAL
October 14, 2014 - June 8, 2018
TRANSAMERICA RETIREMENT ADVISORS, LLC
October 13, 2014 - June 8, 2018
TRANSAMERICA INVESTORS SECURITIES, LLC
June 5, 2014 - October 9, 2014
J.P. MORGAN SECURITIES LLC
June 4, 2014 - October 9, 2014
J.P. MORGAN SECURITIES LLC
December 2, 2013 - May 7, 2014
STRATEGIC ADVISERS LLC
October 15, 2012 - May 6, 2014
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2023)
(2/13/2024)
(9/24/2024)
(5/27/2025)
(2/17/2025)
(7/14/2025)
(9/19/2023)
(1/30/2025)
(8/14/2025)
(11/7/2024)
(1/14/2025)
(7/26/2023)
(8/29/2023)
(3/31/2023)
(2/6/2024)
(3/7/2025)
Exams
Series 6TO
Date: 3/14/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
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