Ericson Shi
Professional summary
Ericson Shi, who also goes by Ericson Truong, is a registered financial advisor currently at EAST WEST WEALTH ADVISORS LLC located in Beverly Hills, California.
Ericson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Ericson has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ericson Shi's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2026 - Present
EAST WEST WEALTH ADVISORS LLC
Office #1: 9378 Wilshire Blvd Ste 100, Beverly Hills, CA 90212November 21, 2023 - July 31, 2026
CETERA INVESTMENT ADVISERS LLC
July 27, 2023 - July 31, 2026
CETERA INVESTMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/3/2026)
Exams
Series 7TO
Date: 7/27/2023
General Securities Representative ExaminationCurrent Firm
EAST WEST WEALTH ADVISORS LLC
CRD#: 342776 / SEC#: 801-136751
Contact information
SEC notice filing (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
