Ryan S. Wong
CETERA INVESTMENT ADVISERS LLC
ROSEMEAD, CA 91770-2600
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CRD#: 6103484
Professional summary
Ryan Song Wong, CFP®, who also goes by Song Te, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rosemead, California and CETERA WEALTH SERVICES, LLC located in Rosemead, California.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Song Te
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WONG FAMILY INVESTMENTS LLC; MEMBER; REAL ESTATE; IR: Yes; 0; 0; 01/01/2014; Garden Grove CA; NO DUTIES 2) GARVEY COMMERCIAL CENTER LLC POS: MEMBER NAT: REAL ESTATE HOLDING; IR: Yes; 1; 0; 12/30/2014; Rosemead CA; PASSIVE MEMBER/OWNER 3) RYAN S. WONG, CPA, MBT A PROFESSIONAL CORPORATION; OWNER; HOLDING COMPANY; IR; HRS 5; HRS 0; 03/01/2004; A HOLDING COMPANY THAT OWNS A PARTIAL PARTNERSHIP INTEREST IN THONG YU WONG & LEE, LLP. 4) FULLHOUSE INVESTMENTS LLC; MANAGER; REAL ESTATE INVESTMENT AND MANAGEMENT; IR; HRS 2; HRS 0; 05/30/2014; 8450 GARVEY AVENUE, SUITE 200, ROSEMEACD CA; LLC MANAGER 5) GREAT GOLDEN OPPORTUNITY, INC.; Director and Officer; Corporation is a nonprofit public benefit corporation and is organized and operated exclusively for charitable purposes; HRS 4; HRS 0; 08/08/2016; 8450 GARVEY AVENUE, SUITE 200, ROSEMEAD CA; Management and administrative functions 6) TYWL WEALTH ADVISORS, LLC; Wealth Management Advisor; TYWL Wealth Advisors, LLC is the business entity under which tax-centric wealth management services are provided to clients of Thong, Yu, Wong & Lee, LLP. IR, HRS 40; T HRS: 20; 05/31/2017; 8450 Garvey Avenue, Suite 200, Rosemead CA ; Client liaison between tax and financial services 7) TANTOTY INVESTMENTS, L.P.; Limited Partner; This LP is a holding company for various ownership of any family owned investments, including partial ownership interests in real estate LLCs; NIR; HRS 4; HRS 1; 12/17/2019; 8450 Garvey Avenue, Suite 200, Rosemead CA; Will be making pro-rata capital contribution, check writing privileges, trading authority over investments accounts and brokerage accounts 8) ABACUS BUSINESS CONSULTING, A PROFESSIONAL CORPORATION; DIRECTOR OF TAX PLANNING; A PROFESSIONAL SERVICE COMPANY OFFERING BUSINESS CONSULTING AND MANAGEMENT ADVISORY SERVICES.; NIR; HRS: 8; HRS 8; 07/01/2020; 8450 Garvey Avenue, Suite 200, Rosemead CA; BUSINESS CONSULTING, DUE DILIGENCE STUDIES, MANAGEMENT ADVISORY SERVICES, MERGERS & ACQUISITIONS, SUCCESSION PLANNING, TAX PLANNING. 9) STRATEGIC WEALTH MANAGEMENT LLC; MEMBER; HOLDING COMPANY; NIR; HRS 1; HRS 0; 11/30/2016; 8450 Garvey Avenue, Suite 200, Rosemead CA; The sole function of reporting and reflecting all my fees and commissions paid by Avantax for wealth management services. 10) BUSINESS VALUATION SPECIALISTS; Partner; This is a DBA of the CPA practice of Thong Yu Wong & Lee LLP. The CPA practice has a separate division for rendering business valuation opinions. IR; HRS 8; HRS 8; 10/01/2019; 8450 Garvey Avenue, Suite 200, Rosemead CA; This OBA is a DBA of the CPA practice. I am a Managing Partner of the CPA firm and would assist with client communications and coordination for professional business valuation services. 11) FRIENDS OF THE CHINATOWN LIBRARY; Board Member; Mon-profit organization to provide support to the Chinatown Los Angeles library and to provide college scholarships to high school students. IR; HRS 4; HRS 0; 03/15/2023; 639 North Hill Street, Los Angeles CA 90012, United States; My duties are to help determine the evolving goals, budget and direction of the organization. 12)FRIENDS OF THE CHINATOWN LIBRARY: President; N-profit organization to provide support to the Chinatown Los Angeles Library and to provide college scholarships to high school students. NIR; HRS 4; HRS 0; 06/01/2024; 639 N. Hill Street, Los Angeles CA 90012, United States; I will be tasked with the responsibility of overseeing the Board's work, prepare Board meeting agendas and facilitate board meetings. include recommending and appointing committee chairs, recruiting qualified new board member candidates, and serving as the nonprofit's spokesperson.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Song Wong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8450 Garvey Avenue Suite 200, Rosemead, CA 91770-2600RIA
CRD#: 105644
ROSEMEAD, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8450 Garvey Avenue Suite 200, Rosemead, CA 91770-2600BD
CRD#: 13572
ROSEMEAD, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ROSEMEAD, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ROSEMEAD, CA
Past
November 19, 2012 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
ROSEMEAD, CA
Past
September 10, 2012 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ROSEMEAD, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Delaware(9/5/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
RR
Montana(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New Mexico(9/5/2025)
RR
New York(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
