Carlie N. Wasserman
Professional summary
Carlie N Wasserman, who also goes by Carlie Ann Nero, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Carlie is registered as a RR (Registered Representative) and started their career in finance in 2016. Carlie has worked at 1 firm and has passed the Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlie N Wasserman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2016 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/29/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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