Peng Zhang
Professional summary
Peng Zhang is a registered financial professional currently at MM GLOBAL SECURITIES, INC. located in New York, New York.
Peng is registered as a RR (Registered Representative) and started their career in finance in 2012. Peng has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 79, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peng Zhang's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2016 - Present
MM GLOBAL SECURITIES, INC.
Office #1: 575 Lexington Avenue Unit 12-111, New York, NY 10022September 27, 2019 - March 6, 2020
RICHFIELD ORION INTERNATIONAL, INC.
July 31, 2014 - September 6, 2017
MOMENTIX CAPITAL, INC.
November 9, 2012 - June 19, 2013
REVA CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2025)
(11/3/2025)
(8/29/2023)
(11/7/2025)
(10/31/2025)
(9/8/2016)
(10/30/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 10/27/2015
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
MM GLOBAL SECURITIES, INC.
CRD#: 2509 / SEC#: , 8-11988
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 4 |
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