Robert C. Lee
Professional summary
Robert Chase Lee is a registered financial advisor currently at DOXA CAPITAL, LLC located in Charlotte, North Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Robert has worked at 2 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Chase Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2015 - Present
DOXA CAPITAL, LLC
Office #1: 101 S Tryon St. Floor 27, Charlotte, NC 28280Office #2: 1201 Wilson Blvd, Arlington, VA 22209October 12, 2012 - April 9, 2015
MORGAN STANLEY
September 14, 2012 - April 9, 2015
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/28/2015)
(12/15/2020)
(9/5/2017)
(4/2/2015)
Exams
Current Firm
DOXA CAPITAL, LLC
CRD#: 174851 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 69 |
| AUM (Assets Under Management) | $ 59,000,000 |
Red Flags
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