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YN

Yosuke Nishibayashi

CONSELLO FINANCIAL LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 6101766
YN

Professional summary

Yosuke Nishibayashi is a registered financial professional currently at CONSELLO FINANCIAL LLC located in New York, New York.

Yosuke is registered as a RR (Registered Representative) and started their career in finance in 2012. Yosuke has worked at 4 firms and has passed the SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yosuke Nishibayashi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 7, 2024 - Present

CONSELLO FINANCIAL LLC

Office #1: 590 Madison Avenue 26th Floor, New York, NY 10022Office #2: 590 Madison Avenue 26th Floor, New York, NY 10022
BD
CRD#: 326524
New York, NY
Past

June 15, 2022 - February 9, 2024

PICKWICK CAPITAL PARTNERS, LLC

BD
CRD#: 130672
NEW YORK, NY
Past

July 29, 2014 - May 23, 2022

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

August 27, 2012 - June 19, 2014

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/24/2012
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/23/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CONSELLO FINANCIAL LLC
CONSELLO FINANCIAL LLC

CRD#: 326524 / SEC#: , 8-71101

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
590 Madison Avenue 26th Floor, New York, NY 10022
Mailing Address
590 Madison Avenue 26th Floor, New York, NY 10022
Phone number
(212) 884-9304
Established
Delaware since 03/09/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CONSELLO MB HOLDINGS LLCMANAGER
BRITT, HARRIET JAYNECHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING OFFICER1429634
NISHIBAYASHI, YOSUKECHIEF EXECUTIVE OFFICER6101766
ROMERO, MONIQUE VICTORIAFINOP6712654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONSELLO FINANCIAL LLC

CRD#: 326524New York, NY 10022

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