Pei Liu
Professional summary
Pei Liu, CIMA®, who also goes by Silvia Liu, is a registered financial advisor currently at E. A. HORWITZ LLC located in Deerfield, Illinois.
Pei is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Pei has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Pei Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2017 - Present
E. A. HORWITZ LLC
Office #1: 1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015April 5, 2017 - August 2, 2021
WESTERN INTERNATIONAL SECURITIES, INC.
June 6, 2014 - March 28, 2017
BFC PLANNING, INC.
July 11, 2013 - June 6, 2014
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 11, 2013 - March 28, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
October 15, 2012 - June 26, 2013
MORGAN STANLEY
September 17, 2012 - June 26, 2013
MORGAN STANLEY
Primary Firm SEC Registration
E. A. HORWITZ LLC
CRD#: 165561 / SEC#: 801-77366
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2017)
(4/11/2017)
Exams
Series 7TO
Date: 4/9/2024
General Securities Representative ExaminationCurrent Firm
E. A. HORWITZ LLC
CRD#: 165561 / SEC#: 801-77366
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 369 |
| AUM (Assets Under Management) | $ 221,419,170 |
Red Flags
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