Zachary M. Allegretti
HBKS WEALTH ADVISORS
ERIE, PA 16506
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CRD#: 6100972
Professional summary
Zachary M. Allegretti, CFP®, who also goes by Zach Allegretti, Zack Allegretti, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Erie, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Erie, Pennsylvania.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Zachary has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach Allegretti | Zack Allegretti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) HBK SORCE ADVISORY, LLC DBA HBKS WEALTH ADVISORS; INVESTMENT RELATED; AT REGISTERED LOCATION; INVESTMENT ADVISORY BUSINESS; SENIOR FINANCIAL ADVISOR; 03/2013; 80 HRS/MO; 80 HRS/MO DURING TRADING; WEALTH MANAGEMENT (2) HBK SORCE INSURANCE; INVESTMENT RELATED; 6603 SUMMIT DR, CANFIELD, OH 44406; INSURANCE AGENCY; AGENT; 03/2013; 4 HRS/MO; 4 HRS/MO DURING TRADING; INSURANCE AGENT (3) PURSHE KAPLAN STERLING; INVESTMENT RELATED; AT REGISTERED LOCATION; BROKERAGE BUSINESS; REGISTERED REP; 03/2013; 10 HRS/MO; 10 HRS MO DURING TRADING; REGISTERED REP
CRS (Client Relationship Summary) - RIA
Click below to view Zachary M. Allegretti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
May 10, 2013 - Present
HBKS WEALTH ADVISORS
Office #1: 2725 Colonial Ave, Erie, PA 16506RIA
CRD#: 112139
ERIE, PA
Current
March 19, 2013 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 2725 Colonial Ave, Erie, PA 16506BD
CRD#: 35747
ERIE, PA
Past
December 6, 2012 - March 12, 2013
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SEVEN FIELDS, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/17/2021)
RR
California(8/15/2025)
RR
Florida(9/13/2019)
RR
Idaho(1/14/2022)
RR
Illinois(1/11/2016)
IAR
Louisiana(12/8/2015)
RR
Michigan(11/14/2018)
RR
Mississippi(2/17/2021)
IAR
New Jersey(3/13/2023)
RR
New York(1/11/2016)
IAR
New York(8/2/2021)
RR
North Carolina(1/2/2020)
RR
Ohio(8/9/2013)
RR
Oregon(1/2/2020)
RR
Pennsylvania(3/19/2013)
IAR
Pennsylvania(5/10/2013)
RR
South Carolina(9/11/2018)
RR
Texas(10/13/2022)
IAR
Texas(7/31/2025)
RR
Virginia(8/3/2021)
RR
Washington(10/13/2022)
RR
Wisconsin(10/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HBKS WEALTH ADVISORS
CRD#: 112139Erie, PA 16506TRUST BUT VERIFY
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