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Ravi Kumar Tanwar

ONE GROWTH SECURITIES
Noida, Uttar Pradesh,
·CRD# 6100550·14 years experience

Professional Summary

Ravi Kumar Tanwar is a registered financial advisor currently at ONE GROWTH SECURITIES LLC. Ravi is registered as a RR (Registered Representative) and started their career in finance in 2012. Ravi has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 52, Series 7, Series 4, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

ONE GROWTH SECURITIES LLC·CRD# 310890
BD
A-37, Sector 60, Noida, Uttar Pradesh 201301
November 7, 2025 - Present
INTERACTIVE BROKERS LLC·CRD# 36418
BD
Mumbai, Maharashtra
April 23, 2021 - October 17, 2025
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
September 17, 2020 - April 2, 2021
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
St. Cloud, MN
January 11, 2017 - April 2, 2021
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
Haryana
December 20, 2016 - April 2, 2021
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
El Segundo, CA
July 20, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Lynnfield, MA
July 20, 2015 - November 9, 2016
GIRARD SECURITIES, INC.·CRD# 18697
BD
San Diego, CA
July 20, 2015 - November 2, 2017
SUMMIT BROKERAGE SERVICES, INC.·CRD# 34643
BD
Boca Raton, FL
July 20, 2015 - December 3, 2019
CETERA ADVISORS LLC·CRD# 10299
BD
Greenwood Village, CO
March 4, 2014 - April 2, 2021
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
March 3, 2014 - April 2, 2021
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
Haryana
August 27, 2012 - April 2, 2021

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Current Firm

OG
ONE GROWTH SECURITIES LLC

DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC

CRD#: 310890 / SEC#: 8-70641
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810

Mailing Address

3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810

Phone Number

(646) 389-9802

Established

New Jersey since 12/18/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ONE GROWTH PORTFOLIO LLCSOLE MEMBER—
ANDERSON, DIMPLECHIEF EXECUTIVE OFFICER5325435
COREY, WILLIAM JAMESCHIEF COMPLIANCE OFFICER6024760
FORTINO, ANGELINAFINOP, PFO, POO6869135

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Delaware
(11/7/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2016About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 52 — Municipal Securities Representative Examination

Passed Feb 2018About the Series 52 exam

Series 7 — General Securities Representative Examination

Passed Aug 2012About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Oct 2021About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed May 2018About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ravi Kumar Tanwar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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