James S. Godfrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Scott Godfrey II, who also goes by James Scott Godfrey II, James Scott Godfrey, Jimmy Scott Godfrey Ii, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2012. James had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2018 - January 24, 2024
MICROVENTURE MARKETPLACE INC.
January 26, 2015 - February 9, 2018
KESTRA INVESTMENT SERVICES, LLC
April 25, 2014 - December 24, 2014
NYLIFE SECURITIES LLC
October 1, 2012 - February 20, 2014
J.P. MORGAN SECURITIES LLC
August 15, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MICROVENTURE MARKETPLACE INC.
CRD#: 152513 / SEC#: , 8-68458
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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