Gabriel J. Garcia

STRATEGIC ADVISERS LLC

NORTHRIDGE, CA

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CRD#: 6099582

Professional summary

Gabriel Joseph Garcia, who also goes by Gabriel Garcia, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Northridge, California and FIDELITY BROKERAGE SERVICES LLC located in Pasadena, California.

Gabriel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Gabriel has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gabriel Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Joseph Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 123-127 South Lake Ave., Pasadena, CA 91101

RIA

CRD#: 104555

NORTHRIDGE, CA

Current

June 6, 2025 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 123-127 South Lake Ave., Pasadena, CA 91101

CRD#: 7784

Pasadena, CA

Past

June 12, 2023 - May 29, 2025

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ENCINO, CA

Past

June 12, 2023 - May 29, 2025

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ENCINO, CA

Past

July 1, 2019 - June 14, 2023

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

VAN NUYS, CA

Past

July 1, 2019 - June 14, 2023

J.P. MORGAN SECURITIES LLC

CRD#: 79

VAN NUYS, CA

Past

October 27, 2016 - June 21, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

VAN NUYS, CA

Past

October 27, 2016 - June 21, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

VAN NUYS, CA

Past

July 22, 2016 - September 20, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Los Angeles, CA

Past

May 11, 2016 - September 20, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Los Angeles, CA

Past

March 16, 2016 - May 10, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WOODLAND HLS, CA

Past

October 1, 2012 - March 11, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

RESEDA, CA

Past

August 13, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

RESEDA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/26/2025)

California
(6/6/2025)

IAR

California
(6/24/2025)

Nevada
(6/26/2025)

IAR

Texas
(6/24/2025)

Texas
(6/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/20/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/10/2012

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gabriel J. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Joseph Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2016

Series 63

Date: 8/20/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2016

Series 6

Date: 8/10/2012

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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