Paul S. Hwang
Professional summary
Paul Sung Hwang, who also goes by Paul Sung Hwang, Paul Hwang, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in San Francisco, California.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2012. Paul has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Sung Hwang's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2024 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 100 California Street Suite 615, San Francisco, CA 94111January 20, 2015 - June 7, 2024
MOELIS & COMPANY LLC
August 14, 2012 - January 30, 2015
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2024)
Exams
FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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