Abraham Peter Becker
Professional Summary
Abraham Peter Becker, who also goes by Pete Becker, is a registered financial advisor currently at CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York and CITADEL SECURITIES LLC located in New York, New York. Abraham is registered as a RR (Registered Representative) and started their career in finance in 2012. Abraham has worked at 5 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 56 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Abraham Peter Becker, Pete Becker
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CITADEL DERIVATIVES GROUP LLC | CITADEL SECURITIES LLC
Contact Information
Main Address
830 Brickell Plaza Floor 15, Miami, FL 33131Mailing Address
830 Brickell Plaza Floor 15, Miami, FL 33131Phone Number
(305) 929-6851Established
Delaware since 07/30/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CSHC US LLC | OWNER | — |
| ZHAO, PENG | CHIEF EXECUTIVE OFFICER | 4978269 |
| CARROLL, SEAN VINCENT | PRINCIPAL OPERATIONS OFFICER | 2518443 |
| CITADEL SECURITIES GROUP LP (FKA CALC IV LP) | MANAGING MEMBER | — |
| HENRY, STEVEN MICHAEL | CHIEF ACCOUNTING OFFICER AND FINOP | 5587809 |
| LEVY, SETH GARDNER | CHIEF COMPLIANCE OFFICER | 7718259 |
Disclosures
Regulatory Event
76Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/10/2020)
(3/10/2020)
(3/10/2020)
(1/13/2020)
(3/10/2020)
(1/13/2020)
(3/10/2020)
(3/10/2020)
(3/10/2020)
(1/13/2020)
(3/10/2020)
(1/13/2020)
(3/10/2020)
(3/10/2020)
(3/10/2020)
(3/10/2020)
(3/10/2020)
(3/10/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Aug 2012SRO Registrations
SRO Registrations
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SRO Registrations
SRO Registrations
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SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Abraham Peter Becker's CRS (Customer Relationship Summary).
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