Clive Banarsee
Professional summary
Clive Banarsee, who also goes by John Cole, is a registered financial professional currently at PHX FINANCIAL, INC. located in New York, New York.
Clive is registered as a RR (Registered Representative) and started their career in finance in 2013. Clive has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clive Banarsee's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2022 - Present
PHX FINANCIAL, INC.
Office #1: 100 Wall Street Floor 10, New York, NY 10005June 4, 2013 - June 3, 2022
NATIONAL SECURITIES CORPORATION
March 18, 2013 - May 29, 2013
REID & RUDIGER LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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