Matthew C. Northrop

MAIN STREET RESEARCH LLC

Greenwich, CT 06830

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CRD#: 6098000

Professional summary

Matthew Craig Northrop, CFP® is a registered financial advisor currently at MAIN STREET RESEARCH LLC located in Greenwich, Connecticut.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Matthew has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Craig Northrop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 2, 2024 - Present

MAIN STREET RESEARCH LLC

Office #1: 380 Greenwich Ave., Greenwich, CT 06830

RIA

CRD#: 114629

Greenwich, CT

Past

October 3, 2016 - September 16, 2022

HARRISDIRECT LLC

RIA

CRD#: 42159

New York, NY

Past

September 28, 2016 - September 16, 2022

E*TRADE SECURITIES LLC

CRD#: 29106

New York, NY

Past

August 6, 2014 - September 19, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NEW YORK, NY

Past

April 17, 2014 - September 14, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NEW YORK, NY

Past

September 17, 2012 - February 5, 2014

EDWARD JONES

RIA

CRD#: 250

ASTORIA, NY

Past

August 29, 2012 - February 5, 2014

EDWARD JONES

CRD#: 250

ASTORIA, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIN STREET RESEARCH LLC

CRD#: 114629 / SEC#: 801-57739

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/2/2024)

IAR

Connecticut
(1/2/2024)

IAR

Massachusetts
(10/17/2024)

IAR

New Jersey
(1/5/2024)

IAR

New York
(1/2/2024)

IAR

Pennsylvania
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2012

General Securities Representative Examination

Current Firm

MAIN STREET RESEARCH LLC

CRD#: 114629 / SEC#: 801-57739

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

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Contact information

Main Address

342 Main Street, Lakeville, CT 06039

Mailing Address

30 Liberty Ship Way Third Floor, Sausalito, CA 94965

Phone number

(860) 435-2350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,782
AUM (Assets Under Management)	$ 2,384,657,948

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew C. Northrop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Craig Northrop's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MAIN STREET RESEARCH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2012

SIE

Date: 10/1/2018

Series 7

Date: 8/28/2012

Current Firm

MAIN STREET RESEARCH LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIN STREET RESEARCH LLC

TRUST BUT VERIFY

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