Jacqueline M. Browning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Michelle Browning, who also goes by Jacque Browning, Jacque Scali, Jacqueline Michelle Scali, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 2013. Jacqueline had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2018 - March 23, 2022
SIERRA INVESTMENT MANAGEMENT, LLC
August 10, 2018 - October 19, 2021
NORTHERN LIGHTS DISTRIBUTORS, LLC
October 27, 2017 - August 3, 2018
BURNHAM GIBSON WEALTH ADVISORS, INC.
October 24, 2017 - July 19, 2018
EQUITABLE ADVISORS, LLC
March 22, 2016 - January 31, 2017
CAPITAL CLIENT GROUP, INC.
May 11, 2015 - January 31, 2017
CAPITAL CLIENT GROUP, INC.
August 4, 2014 - December 2, 2014
CCO CAPITAL, LLC
September 6, 2013 - July 7, 2014
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
SIERRA INVESTMENT MANAGEMENT, LLC
CRD#: 106615 / SEC#: 801-42954
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/14/2022
General Securities Representative ExaminationCurrent Firm
SIERRA INVESTMENT MANAGEMENT, LLC
CRD#: 106615 / SEC#: 801-42954
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 832 |
| AUM (Assets Under Management) | $ 385,106,648 |
Red Flags
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