AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
NR

Nathan A. Roozee

CREST WEALTH MANAGEMENT LLC
SAN FRANCISCO, CA 94104
Some features on this profile are disabled
CRD#: 6097347
NR

Professional summary

Nathan Allan Roozee is a registered financial advisor currently at CREST WEALTH MANAGEMENT LLC located in San Francisco, California.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Nathan has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Allan Roozee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 20, 2025 - Present

CREST WEALTH MANAGEMENT LLC

Office #1: 1 Sansome Street Suite 1400-100a, San Francisco, CA 94104
RIA
CRD#: 338818
SAN FRANCISCO, CA
Past

March 31, 2025 - September 11, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
WALNUT CREEK, CA
Past

March 24, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WALNUT CREEK, CA
Past

March 21, 2023 - September 11, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WALNUT CREEK, CA
Past

October 15, 2014 - January 31, 2023

HARRISDIRECT LLC

RIA
CRD#: 42159
San Francisco, CA
Past

October 15, 2014 - January 31, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
San Francisco, CA
Past

September 7, 2012 - May 14, 2014

MORGAN STANLEY

RIA
CRD#: 149777
WALNUT CREEK, CA
Past

August 10, 2012 - May 14, 2014

MORGAN STANLEY

BD
CRD#: 149777
WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/20/2025)
IAR
Texas
(10/20/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/6/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/9/2012
General Securities Representative Examination

Current Firm

CW
CREST WEALTH MANAGEMENT LLC
CREST WEALTH MANAGEMENT LLC

CRD#: 338818 / SEC#:

California
Registered Investment Advisory firm - (10/20/2025 Approved)
Texas
Registered Investment Advisory firm - (10/1/2025 Conditional Restricted)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1 Sansome Street Suite 1400-100a, San Francisco, CA 94104
Mailing Address
Phone number
(415) 825-0388
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CREST WEALTH MANAGEMENT LLC

CRD#: 338818San Francisco, CA 94104

TRUST BUT VERIFY

Monitor Nathan Roozee

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
MS
Maximilian SoaresAdvisorCheck Check Mark
CHARLES SCHWAB & CO., INC.
RR
Upland, CA
Jason Guo Quan Fang
Jason FangAdvisorCheck Check Mark
TERRAFIRMA WEALTH PARTNERS
IAR
WALNUT CREEK, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.