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JE

Jesus A. Espinoza

LINCOLN INTERNATIONAL LLC
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 6097308
JE

Professional summary

Jesus Armando Espinoza JR, who also goes by Jesse Espinoza, Jesus A Espinoza, Jesus Armando Espinoza, Jesus Espinoza, is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in San Francisco, California.

Jesus is registered as a RR (Registered Representative) and started their career in finance in 2012. Jesus has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jesse Espinoza | Jesus A Espinoza | Jesus Armando Espinoza | Jesus Espinoza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jesus Armando Espinoza JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 11, 2018 - Present

LINCOLN INTERNATIONAL LLC

Office #1: One Embarcadero Center 37th Floor, San Francisco, CA 94111
BD
CRD#: 42045
San Francisco, CA
Past

July 16, 2013 - June 29, 2018

OPPENHEIMER & CO. INC.

BD
CRD#: 249
SAN FRANCISCO, CA
Past

September 13, 2012 - July 3, 2013

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/11/2018)
RR
Illinois
(7/11/2018)
RR
New York
(7/11/2018)
RR
Texas
(1/5/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/20/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/12/2012
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LI
LINCOLN INTERNATIONAL LLC
LINCOLN INTERNATIONAL I LLC | LINCOLN PARTNERS L.L.C | LINCOLN INTERNATIONAL LLC | LINCOLN INTERNATIONAL L.L.C.

CRD#: 42045 / SEC#: , 8-49671

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606
Mailing Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606
Phone number
(312) 580-8339
Established
Illinois since 03/28/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LINCOLN INTERNATIONAL, LPSOLE MEMBER
BARR, ROBERT BRUCEMANAGING MEMBER720560
BROWN, ROBERT TODDCHIEF EXECUTIVE OFFICER3114282
HAQUE, SARAH ANSARICHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL7419726
KAHN, RONALD ALANEXECUTIVE COMMITTEE MEMBER1701384
LAWSON, LAWRENCE JAMES IIIMANAGING MEMBER, CHAIRMAN1081222
MALCHOW, ERIC DENNISPRESIDENT2499555
NELSON, JULIE ANNEFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS7051181

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LINCOLN INTERNATIONAL LLC

CRD#: 42045San Francisco, CA 94111

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