Mark T. Bader
Professional summary
Mark Thomas Bader, CFP®, who also goes by Mark T Bader, Mark Thomas Bader Mr, Mark Thomas Bader, Mark Bader, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Palm City, Florida.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2015. Mark has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Thomas Bader's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2022 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
August 14, 2015 - November 17, 2021
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2022)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
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