KK
Kyle D. Kalkbrenner
THRIVENT INVESTMENT MANAGEMENT
Litchfield, MN 55355
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CRD#: 6096130
KK
Professional summary
Kyle Douglas Kalkbrenner, who also goes by Kyle Douglas Kalkbrenner, Kyle Douglas Ervin Kalkbrenner, Kyle Kalkbrenner, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Litchfield, Minnesota.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Kyle has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle Douglas Kalkbrenner | Kyle Douglas Ervin Kalkbrenner | Kyle Kalkbrenner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MEEKER COUNTY HRA BOARD POSITION: Board Member NATURE: What We DoWe're dedicated to supporting affordable housing needs in Meeker County. Our tailored programs assist low-income individuals and families in finding housing options within the county. We aim for a thriving community where everyone has access to safe and affordable housing.Who We ServeThe HRAs of Meeker County serve low-income individuals and families seeking affordable housing options within the county. ? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/26/2024 ADDRESS: 840 3rd Street North, Dassel MN 55325, United States DESCRIPTION: If I accept this position I will meet monthly to help with affordable housing in my community. We review and set policy for affordable housing in Meeker County. We will also be reviewing applicants and potential options for housing in Meeker County.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Douglas Kalkbrenner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kyle Douglas Kalkbrenner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 403 N Sibley Ave, Litchfield, MN 55355RIA
BD
CRD#: 18387
Litchfield, MN
Current
March 7, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 403 N Sibley Ave, Litchfield, MN 55355RIA
BD
CRD#: 18387
Litchfield, MN
Past
May 3, 2017 - March 6, 2019
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Waite Park, MN
Past
May 3, 2017 - March 6, 2019
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
WAITE PARK, MN
Past
March 7, 2016 - February 23, 2017
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
HUTCHINSON, MN
Past
November 18, 2013 - January 28, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
LITCHFIELD, MN
Past
October 23, 2012 - January 28, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
LITCHFIELD, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/10/2024)
RR
Idaho(11/27/2023)
RR
Minnesota(3/7/2019)
IAR
Minnesota(3/7/2019)
RR
Nebraska(5/25/2023)
RR
North Carolina(5/30/2020)
RR
North Dakota(2/5/2020)
RR
Texas(6/6/2023)
IAR
Texas(6/7/2023)
RR
Washington(4/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
