YS
Yassire Sanie
BOK FINANCIAL SECURITIES
Oklahoma City, OK 73102
Some features on this profile are disabled
CRD#: 6095644
YS
Professional summary
Yassire Sanie is a registered financial advisor currently at BOK FINANCIAL SECURITIES, INC. located in Oklahoma City, Oklahoma.
Yassire is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Yassire has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name: Oklahoma City University Location: Oklahoma City, OK Investment related (y/n): n Start date: 10/2023 Position held: Adjunct Professor at Meinders Business School at OCU Nature of outside business: educational Hrs/mo: 12 Hrs/mo during securities trading: 0 Brief description of duties: adjunct professor, teaching 2) Name: Mercy School Institute Location: 14001 N. Harvey Ave., Edmond, OK 73013 Investment related (y/n): n Start date: 11/2023 Position held: Tuition coordinator Nature of outside business: Private school K-12 Hrs/mo: 10 Hrs/mo during securities trading: 0 Brief description of duties: keeping track of tuition discounts given to parents and making sure they satisfy the requirements to qualify for the discounts. Answer the occasional parent question 3) Name: Oklahoma City Community College Location: 7777 S. May Ave., Oklahoma City, OK 73159 Investment related (y/n): n Start date: 02/2024 Position held: Adjunct Nature of outside business: higher education Hrs/mo: 12 Hrs/mo during securities trading: 0 Brief description of duties: adjunct instructor, no investment advice, only education 4) Name: Rental property Location: private residential address Edmond, OK 73003 Investment related (y/n): n Start date: December 2024 Position held: landlord Nature of outside business: rental property Hrs/mo: 0 Hrs/mo during securities trading: 0 Brief description of duties: manage rental property
CRS (Client Relationship Summary) - RIA
Click below to view Yassire Sanie's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Yassire Sanie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2023 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 499 West Sheridan Avenue 25th 26th And 27th Floors, Oklahoma City, OK, 73102RIA
BD
CRD#: 17530
Oklahoma City, OK
Current
February 13, 2023 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 499 West Sheridan Avenue 25th 26th And 27th Floors, Oklahoma City, OK, 73102RIA
BD
CRD#: 17530
Oklahoma City, OK
Past
July 9, 2021 - February 20, 2023
ARVEST WEALTH MANAGEMENT
RIA
CRD#: 42057
Oklahoma City, OK
Past
July 9, 2021 - February 20, 2023
ARVEST WEALTH MANAGEMENT
BD
CRD#: 42057
Oklahoma City, OK
Past
September 25, 2018 - June 23, 2021
BOK FINANCIAL SECURITIES, INC.
RIA
CRD#: 17530
Oklahoma City, OK
Past
November 29, 2017 - June 23, 2021
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
Oklahoma City, OK
Past
July 31, 2017 - October 24, 2017
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
SARASOTA, FL
Past
December 14, 2016 - July 13, 2017
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
OKLAHOMA CITY, OK
Past
October 1, 2012 - November 18, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
EDMOND, OK
Past
August 14, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
OKLAHOMA CITY, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BOK FINANCIAL SECURITIES, INC.
BANCALBUQUERQUE INVESTMENT CENTER | OPPENHEIM, DIVISION OF BOSC, INC. | MOBANK | E-SPECTRUM ADVISORS | CSBT INVESTMENT CENTER | COLORADO STATE BANK AND TRUST | BOSC, INC. | BOSC INC. | BOKFS | BOK FINANCIAL SECURITIES, INC. | BOK FINANCIAL SECURITIES | BOK FINANCIAL ADVISORS INVESTMENT CENTER | BOK FINANCIAL ADVISORS | BOK FINANCIAL | BANK OF TEXAS | BANK OF OKLAHOMA | BANK OF ARKANSAS | BANK OF ARIZONA | BANK OF ALBUQUERQUE | BANCTEXAS INVESTMENT CENTER | BANCOKLAHOMA INVESTMENT CENTER | BANCKANSAS CITY INVESTMENT CENTER | BANCARKANSAS INVESTMENT CENTER | BANCARIZONA INVESTMENT CENTER
CRD#: 17530 / SEC#: 801-53600, 8-35381
RIA
Registered Investment Advisory firm - SEC (1/28/1997 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/26/2001 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/26/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/8/2005 Terminated)Texas
Registered Investment Advisory firm - SEC (5/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(2/13/2023)
IAR
Oklahoma(2/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BOK FINANCIAL SECURITIES, INC.
BANCALBUQUERQUE INVESTMENT CENTER | OPPENHEIM, DIVISION OF BOSC, INC. | MOBANK | E-SPECTRUM ADVISORS | CSBT INVESTMENT CENTER | COLORADO STATE BANK AND TRUST | BOSC, INC. | BOSC INC. | BOKFS | BOK FINANCIAL SECURITIES, INC. | BOK FINANCIAL SECURITIES | BOK FINANCIAL ADVISORS INVESTMENT CENTER | BOK FINANCIAL ADVISORS | BOK FINANCIAL | BANK OF TEXAS | BANK OF OKLAHOMA | BANK OF ARKANSAS | BANK OF ARIZONA | BANK OF ALBUQUERQUE | BANCTEXAS INVESTMENT CENTER | BANCOKLAHOMA INVESTMENT CENTER | BANCKANSAS CITY INVESTMENT CENTER | BANCARKANSAS INVESTMENT CENTER | BANCARIZONA INVESTMENT CENTER
CRD#: 17530 / SEC#: 801-53600, 8-35381
RIA
Registered Investment Advisory firm - SEC (1/28/1997 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/26/2001 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/26/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/8/2005 Terminated)Texas
Registered Investment Advisory firm - SEC (5/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
One Williams Center Plaza Southeast, Tulsa, OK 74102
Mailing Address
P.o. Box 2300, Tulsa, OK 74192
Phone number
(918) 588-6000
Established
Oklahoma since 12/23/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
165
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOK FINANCIAL CORPORATION | DIRECT BENEFICIAL OWNER | |
| DEAN, BRETT ALAN | PRESIDENT | 1716141 |
| DODSON, CATHERINE JOANNE | CFO/FINOP | 6857597 |
| GALLATIN, THOMAS COY | EXECUTIVE DIRECTOR, ENERGY BANKING | 5971928 |
| GRAUER, SCOTT BRADLEY | CEO, CHAIRMAN | 1509326 |
| MAHANEY, MINDY MARGARET | BOKFS BOARD MEMBER | 6403627 |
| PARRISH, REBECCA ROSE | CHIEF COMPLIANCE OFFICER | 6273251 |
| SHAW, JAMES AUGUSTUS | SVP, DIRECTOR OF RETAIL SALES | 1264136 |
| STEELE, JAMES BRADFORD | SVP, CHIEF OPERATING OFFICER | 6317520 |
| SWANSON, JON CRAIG | BOKFS BOARD MEMBER | 5010899 |
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 835,622,979 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
