KG
Kurt S. Grove
SWS PARTNERS
COLUMBUS, OH 43215
Some features on this profile are disabled
CRD#: 6094909
KG
Professional summary
Kurt Scott Grove, who also goes by Kurt Grove, is a registered financial advisor currently at SWS PARTNERS, LLC located in Columbus, Ohio.
Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Kurt has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kurt Grove
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Kurt Grove serves on the investment committee of Carmen Ventures, a newly formed venture capital firm in the city of Columbus Ohio. Kurt devotes about 1 hour a month to this outside business activity. He is not compensated but the company is for profit and investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Kurt Scott Grove's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2022 - Present
SWS PARTNERS, LLC
Office #1: 230 West Street Suite 500, Columbus, OH 43215RIA
CRD#: 281838
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SWS PARTNERS, LLC
AHD, LLC | SWS PARTNERS, LLC | SWS INSTITUTIONAL ASSET MANAGEMENT LLC | SWS INSTITUTIONAL ASSET MANAGEMENT
CRD#: 281838 / SEC#: 801-107254
RIA
Registered Investment Advisory firm - (2/16/2016 Approved)Ohio
Registered Investment Advisory firm - (3/16/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(5/24/2022)
Exams
Current Firm
SP
SWS PARTNERS, LLC
AHD, LLC | SWS PARTNERS, LLC | SWS INSTITUTIONAL ASSET MANAGEMENT LLC | SWS INSTITUTIONAL ASSET MANAGEMENT
CRD#: 281838 / SEC#: 801-107254
RIA
Registered Investment Advisory firm - (2/16/2016 Approved)Ohio
Registered Investment Advisory firm - (3/16/2016 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
230 West Street Suite 500, Columbus, OH 43215
Mailing Address
Phone number
(614) 670-5733
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 359,732,579 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/07/2025 | ||
| 05/15/2024 | ||
| 12/06/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
