CG
Christopher M. Griest
OAKBOURNE ADVISORS
West Chester, PA
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CRD#: 6094720
CG
Professional summary
Christopher Matthew Griest, AIF® is a registered financial advisor currently at OAKBOURNE ADVISORS located in West Chester, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Berkeley Heights, New Jersey.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Northstar Asset Management dba Oakbourne Advisors. Investment Related. 1605 Route 517, Hackettstown NJ 07840. RIA. IAR. Start 6/2020. 100 hours per month during trading. Provide investment advisory services to clients.
2)HIGLAND CAPITAL BROKERAGE, 2002 RENAISSANCE BLVD, STE 220, KING OF PRUSSIA, PA, 1/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2 HR/WK - 2/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Matthew Griest's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 3, 2020 - Present
OAKBOURNE ADVISORS
Office #2: 2 West Market Street Suite 1, West Chester, PA 19382Office #3: 1515 Market Street Suite 1700, Philadelphia, PA 19102RIA
CRD#: 129112
West Chester, PA
Current
October 5, 2018 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922BD
CRD#: 35747
Berkeley Heights, NJ
Past
October 3, 2018 - July 31, 2020
VEERY CAPITAL, LLC
RIA
CRD#: 298465
WILMINGTON, DE
Past
August 5, 2015 - October 15, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
WILMINGTON, DE
Past
March 12, 2015 - October 15, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
WILMINGTON, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OAKBOURNE ADVISORS
NORTHSTAR ASSET MANAGEMENT LLC | OAKBOURNE ADVISORS
CRD#: 129112 / SEC#: 801-121388
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)California
Registered Investment Advisory firm - (7/18/2021 Terminated)Delaware
Registered Investment Advisory firm - (6/29/2021 Terminated)Florida
Registered Investment Advisory firm - (6/18/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2021 Terminated)New York
Registered Investment Advisory firm - (6/18/2021 Terminated)North Carolina
Registered Investment Advisory firm - (6/21/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/18/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(10/5/2018)
RR
Maryland(10/5/2018)
RR
Pennsylvania(10/5/2018)
IAR
Pennsylvania(1/31/2022)
RR
South Carolina(10/5/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OA
OAKBOURNE ADVISORS
NORTHSTAR ASSET MANAGEMENT LLC | OAKBOURNE ADVISORS
CRD#: 129112 / SEC#: 801-121388
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)California
Registered Investment Advisory firm - (7/18/2021 Terminated)Delaware
Registered Investment Advisory firm - (6/29/2021 Terminated)Florida
Registered Investment Advisory firm - (6/18/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2021 Terminated)New York
Registered Investment Advisory firm - (6/18/2021 Terminated)North Carolina
Registered Investment Advisory firm - (6/21/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/18/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922
Mailing Address
Phone number
(908) 850-9991
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,013 |
| AUM (Assets Under Management) | $ 283,595,331 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
