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WN

William Naas

MEEDER DISTRIBUTION SERVICES
Dublin, OH 43017-9767
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CRD#: 6094646
WN

Professional summary


William Naas, who also goes by William Nichol Naas, William Naas, is a registered financial professional currently at MEEDER DISTRIBUTION SERVICES, INC. located in Dublin, Ohio.

William is registered as a RR (Registered Representative) and started their career in finance in 2012. William has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


William Nichol Naas | William Naas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view William Naas's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 14, 2024 - Present

MEEDER DISTRIBUTION SERVICES, INC.

Office #1: 6125 Memorial Drive, Dublin, OH 43017-9767
BD
CRD#: 36773
Dublin, OH
Past

October 14, 2019 - October 15, 2021

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

August 3, 2018 - August 21, 2019

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

April 21, 2014 - April 13, 2018

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO
Past

August 29, 2012 - April 24, 2014

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
ENGLEWOOD, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/9/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/13/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MD
MEEDER DISTRIBUTION SERVICES, INC.
ADVISER DEALER SERVICES, INC. | WINSTON BROKERAGE, INC. | MEEDER INVESTMENT MANAGEMENT, INC. | MEEDER DISTRIBUTION SERVICES, INC. | CHURCHILL SECURITIES, INC. | CHURCHILL BROKERAGE, INC.

CRD#: 36773 / SEC#: , 8-47374

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
6125 Memorial Drive, Dublin, OH 43017-9767
Mailing Address
P.o. Box 7177, Dublin, OH 43017-9767
Phone number
(614) 766-7000
Established
Ohio since 12/27/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MEEDER INVESTMENT MANAGEMENT, INC.DIRECT OWNER
BRAND, TIMOTHY PETERSENIOR VICE PRESIDENT2369282
COOPER, DOUGLAS RICHARDPRESIDENT, SECRETARY AND TREASURER2697549
JENNINGS, DOUGLAS RICHARDCHIEF COMPLIANCE OFFICER6700237

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MEEDER DISTRIBUTION SERVICES, INC.

CRD#: 36773Dublin, OH 43017-9767

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