Justin Lee B. Kay

JKAY SECURITIES

Lakewood, CO

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CRD#: 6094520

Professional summary

Justin Lee Bancroft Kay is a registered financial advisor currently at JKAY SECURITIES CORPORATION located in Lakewood, Colorado.

Justin Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Justin Lee has worked at 1 firm and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Lee Bancroft Kay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2012 - Present

JKAY SECURITIES CORPORATION

RIA

CRD#: 164691

Lakewood, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/27/2022)

IAR

Texas
(10/2/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/2012

Uniform Securities Agent State Law Examination

Current Firm

JKAY SECURITIES CORPORATION

JKAY CAPITAL | JKAY SECURITIES CORPORATION

CRD#: 164691 / SEC#:

Colorado

Registered Investment Advisory firm - (10/27/2022 Approved)

Texas

Registered Investment Advisory firm - (10/2/2012 Approved)

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Contact information

Main Address

Lakewood, CO

Mailing Address

Phone number

(832) 260-2582

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 1,610,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin Lee B. Kay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Lee Bancroft Kay's CRS (Customer Relationship Summary).

Certified licenses

Experience

JKAY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2012

Series 63

Date: 3/26/2012

Current Firm

JKAY SECURITIES CORPORATION

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JKAY SECURITIES CORPORATION

TRUST BUT VERIFY

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