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Peter F. Matthews

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CRD#: 6094255
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Felix Matthews was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 2012. Peter had worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WINSTON MATTHEWS LLC; MANAGING MEMBER; INVESTMENT RELATED: NO; 46175 WESTLAKE DRIVE, SUITE 100 POTOMAC FALLS, VA 20165; VIRTUAL REALITY GAME DEVELOPMENT; SUPERVISION; 2016-06-30; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS PER MONTH: 8; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS PER MONTH: 0;"

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 1, 2012 - October 4, 2013

OPTIMATION INVESTMENT MANAGEMENT, LLC D/B/A PJM CAPITAL

RIA
CRD#: 164846
POTOMAC FALLS, VA
Past

November 1, 2012 - November 30, 2022

INVESTMENT POD, LLC

RIA
CRD#: 164844
POTOMAC FALLS, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 10/10/2012
Uniform Investment Adviser Law Examination

Current Firm


OI
OPTIMATION INVESTMENT MANAGEMENT, LLC D/B/A PJM CAPITAL
OPTIMATION INVESTMENT MANAGEMENT, LLC | OPTIMATION INVESTMENT MANAGEMENT, LLC D/B/A PJM CAPITAL | PJMINT, LLC

CRD#: 164846 / SEC#:

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Contact information


Main Address
46175 Westlake Drive Suite 100, Potomac Falls, VA 20165
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OPTIMATION INVESTMENT MANAGEMENT, LLC D/B/A PJM CAPITAL

CRD#: 164846

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