Christopher A. Dende

FIRST MANHATTAN CO. LLC

New York, NY 10022

Some features on this profile are disabled

CRD#: 6094103

Professional summary

Christopher Anthony Dende, CFP® is a registered financial advisor currently at FIRST MANHATTAN CO. LLC located in New York, New York and FIRST MANHATTAN SECURITIES LLC located in New York, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Christopher has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Anthony Dende's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

February 16, 2023 - Present

FIRST MANHATTAN CO. LLC

Office #1: 399 Park Avenue, New York, NY 10022

RIA

CRD#: 325281

New York, NY

Current

September 13, 2019 - Present

FIRST MANHATTAN SECURITIES LLC

Office #1: 399 Park Avenue, New York, NY 10022

CRD#: 1845

New York, NY

Past

May 18, 2021 - March 10, 2023

FIRST MANHATTAN SECURITIES LLC

RIA

CRD#: 1845

New York, NY

Past

April 2, 2018 - August 7, 2019

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

New York, NY

Past

November 3, 2016 - August 7, 2019

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

New York, NY

Past

November 2, 2016 - August 7, 2019

PEOPLE'S SECURITIES, INC.

CRD#: 13704

New York, NY

Past

September 1, 2015 - November 23, 2016

GERSTEIN FISHER

RIA

CRD#: 118551

NEW YORK, NY

Past

August 31, 2015 - November 23, 2016

GFA SECURITIES, LLC

CRD#: 128568

NEW YORK, NY

Past

August 12, 2014 - June 30, 2015

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

August 1, 2012 - June 30, 2015

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST MANHATTAN CO. LLC

CRD#: 325281 / SEC#: 801-12411

RIA

Registered Investment Advisory firm - (1/13/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(1/31/2020)

New Jersey
(9/13/2019)

New York
(9/13/2019)

IAR

New York
(2/16/2023)

Ohio
(2/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2012

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

FIRST MANHATTAN CO. LLC

CRD#: 325281 / SEC#: 801-12411

RIA

Registered Investment Advisory firm - (1/13/1977 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

399 Park Avenue, New York, NY 10022

Mailing Address

Phone number

(212) 756-3300

Established

Firm type

Fiscal year end

# of Employees

132

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST MANHATTAN BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,722
AUM (Assets Under Management)	$ 34,439,571,092

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
10/25/2024	Cover Page	Report
11/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher A. Dende

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Anthony Dende's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST MANHATTAN SECURITIES LLC

FIRST MANHATTAN SECURITIES LLC

PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S SECURITIES, INC.

PEOPLE'S SECURITIES, INC.

GERSTEIN FISHER

GFA SECURITIES, LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

FIRST MANHATTAN CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2014

Series 63

Date: 8/9/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/31/2012

FINRA

Nasdaq Stock Market

Current Firm

FIRST MANHATTAN CO. LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST MANHATTAN CO. LLC

TRUST BUT VERIFY

Similar Advisors