Samuel D. Floyd
Professional summary
Samuel Donnell Floyd II, who also goes by Samuel Floyd, is a registered financial professional currently at REGIONAL INVESTMENT SERVICES, INC. located in Orlando, Florida.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2012. Samuel has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Donnell Floyd II's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2026 - Present
REGIONAL INVESTMENT SERVICES, INC.
Office #1: 333 S Garland Ave Suite 1500, Orlando, FL 32801August 28, 2012 - November 3, 2015
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/8/2026
General Securities Representative ExaminationFINRA
Current Firm
REGIONAL INVESTMENT SERVICES, INC.
CRD#: 46929 / SEC#: , 8-51588
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REGIONAL INVESTMENT SERVICES, INC.
CRD#: 46929Orlando, FL 32801TRUST BUT VERIFY
Monitor Samuel Floyd
Get automatic monthly alerts on:
