Matthew I. Botkin
CETERA INVESTMENT ADVISERS LLC
Parkland, FL
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CRD#: 6092923
Professional summary
Matthew I. Botkin, CFP®, who also goes by Matthew Ian Botkin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Parkland, Florida and CETERA WEALTH SERVICES, LLC located in Parkland, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Ian Botkin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed Attorney Apt. D203, 7955 SW 104th St.~Miami~FL~33156~Legal~Attorney/Legal Counsel~5/1/2015~0hrs~0hrs~Tax and Legal Advice, if client requests 2) Botkin Law Group, PLLC 2151 NE 51 Ct., Suite East~Fort Lauderdale~FL~33308~Attorney/Legal Practice~Owner~7/1/2018~3hrs~3hrs~Estate planning and legal related matters 3) CryptoX LLC 2151 NE 51 Ct., Suite East~Fort Lauderdale~FL~33308~Board Position/Officer~Other~2/15/2018~1hrs~1hrs~I will be the manager of the LLC . I will be buying and selling investment assets within the LLC and will also be responsible for financial statements and banking information, if neccessary. 4) BUILDING FINANCIAL SOLUTIONS, INC., DBA BFS POSITION: President NATURE: Finance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/31/2015 ADDRESS: 7455 NW 108th Ave, Parkland FL 33076, United States DESCRIPTION: To provide creative tax financial solutions to clients. 5) TRUST FOR DHANA DTD 4.23.21 AKA D. J. C. TR. POSITION: Trustee NATURE: I will be acting as trustee for the Trust for Dhana. My role will be to oversee tax and financial aspects of this trust. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2022 ADDRESS: 7455 Northwest 108th Avenue, Parkland FL 33076, United States DESCRIPTION: As trustee, My role will be to assist and/or hire proper professionals for tax, legal and financial needs of the trust. Originally Dhana's father was the grantor and original trustee and I was named as contingent trustee in the trust. On 7/2/2022 H. Cl. (Dhana's Father) passed away and I am named in documents as a special trustee to handle the Trust for Dhana. The Rep of Record will Be Neltrice Forrester, Rep #10384. Monthly or Quarterly Statements will be sent to D. J. C.. Client will be able to adequately perform the review of check writing reports that will be provided to her monthly. 6) 1010 HOLDINGS LLC POSITION: Trustee of Trust that owns LLC NATURE: I am a trustee for the D. J. C. trust, Previously disclosed. One of the holdings of the trust is a condo. The Beneficial owner wanted to rent this condo to a tenant so I have set-up this LLC to ultimately own and rent the condo. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/13/2024 ADDRESS: 7455 Northwest 108th Avenue, Parkland FL 33076, United States DESCRIPTION: To act as a Landlord of a condo and all respective required duties including, but not limited to, hiring a property manager if applicable, signing contracts where applicable, finding vendors if needed, receiving rent payments.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew I. Botkin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
August 12, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Parkland, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Parkland, FL
Past
September 28, 2012 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Parkland, FL
Past
August 2, 2012 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Parkland, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Connecticut(9/5/2025)
IAR
Florida(8/12/2025)
RR
Florida(9/5/2025)
RR
Maryland(9/5/2025)
RR
Minnesota(11/5/2025)
RR
Nevada(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Vermont(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
