MK
Morgan A. Kelly
KESTRA ADVISORY SERVICES
Frederick, MD 21701
Some features on this profile are disabled
CRD#: 6092088
MK
Professional summary
Morgan Alexandra Kelly, CFP®, who also goes by Alex Forsman, Morgan A Forsman, Morgan Alexandra Forsman, Alexandra Kelly, Morgan A Kelly, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Frederick, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Frederick, Maryland.
Morgan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Morgan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Forsman | Morgan A Forsman | Morgan Alexandra Forsman | Alexandra Kelly | Morgan A Kelly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Rotary Club of Carroll Creek Investment Related: No Address: P.O. Box 39 Frederick MD 21705 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 7/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board MemberBusiness Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner Start Date: 9/4/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment Advisory ServiceBusiness Name: RS Will Wealth Management Investment Related: Yes Address: 154 N. Market street Frederick MD 21703 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Partner Start Date: 9/4/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Provide investment advice in a fiduciary Capacity for individuals, families, and business owners RS WILL HOLDINGS, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/16/2022 ADDRESS: 154 A N. Market Street, Frederick MD 21701, United States DESCRIPTION: Duties nominal after closing. Entity will have an outside bookkeeper, property manager, leasing agent, and accountant. Responsibilities will include occasionally coordinating and directing above tasks.
CRS (Client Relationship Summary) - RIA
Click below to view Morgan Alexandra Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 4, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 154 A North Market Street, Frederick, MD 21701RIA
CRD#: 283330
Frederick, MD
Current
September 4, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 154 N. Market Street Ste. 154a, Frederick, MD 21701BD
CRD#: 42046
Frederick, MD
Past
April 4, 2014 - September 11, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FREDERICK, MD
Past
April 4, 2014 - September 11, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FREDERICK, MD
Past
July 15, 2013 - February 18, 2014
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
FREDERICK, MD
Past
July 15, 2013 - February 18, 2014
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
FREDERICK, MD
Past
March 12, 2013 - June 28, 2013
SCARBOROUGH CAPITAL MANAGEMENT, INC.
RIA
CRD#: 107402
ANNAPOLIS, MD
Past
December 11, 2012 - June 24, 2013
SII INVESTMENTS, INC.
BD
CRD#: 2225
ANNAPOLIS, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/4/2020)
RR
Arkansas(9/4/2020)
RR
California(9/4/2020)
RR
Colorado(9/4/2020)
RR
Connecticut(9/4/2020)
RR
Delaware(9/4/2020)
RR
District of Columbia(9/4/2020)
RR
Florida(9/4/2020)
RR
Georgia(9/4/2020)
RR
Idaho(9/4/2020)
RR
Illinois(9/4/2020)
RR
Indiana(9/4/2020)
RR
Kentucky(9/4/2020)
RR
Louisiana(9/4/2020)
RR
Maine(9/4/2020)
RR
Maryland(9/4/2020)
IAR
Maryland(9/4/2020)
RR
Massachusetts(9/4/2020)
RR
Michigan(9/4/2020)
RR
Minnesota(9/4/2020)
RR
Mississippi(1/7/2025)
RR
Montana(9/4/2020)
RR
Nebraska(9/4/2020)
RR
New Hampshire(9/4/2020)
RR
New Jersey(9/4/2020)
RR
New Mexico(9/4/2020)
RR
New York(9/4/2020)
RR
North Carolina(9/11/2020)
RR
North Dakota(9/4/2020)
RR
Ohio(9/4/2020)
RR
Oklahoma(9/4/2020)
RR
Oregon(10/26/2023)
RR
Pennsylvania(9/4/2020)
RR
Rhode Island(10/26/2023)
RR
South Carolina(9/4/2020)
RR
Tennessee(9/4/2020)
RR
Texas(9/4/2020)
IAR
Texas(10/2/2023)
RR
Utah(10/26/2023)
RR
Vermont(9/4/2020)
RR
Virginia(9/4/2020)
RR
Washington(9/4/2020)
RR
West Virginia(9/4/2020)
RR
Wisconsin(10/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Frederick, MD 21701TRUST BUT VERIFY
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