Morgan E. Zafonte

JMAC ENTERPRISES LLC

Newtown, PA 18940

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CRD#: 6091926

Professional summary

Morgan Elizabeth Zafonte, CFP®, who also goes by Morgan Elizabeth Macaulay, is a registered financial advisor currently at JMAC ENTERPRISES LLC located in Newtown, Pennsylvania.

Morgan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Morgan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Morgan Elizabeth Macaulay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Elizabeth Zafonte's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

March 25, 2021 - Present

JMAC ENTERPRISES LLC

Office #1: 201 South State St Suite 2a, Newtown, PA 18940

RIA

CRD#: 312710

Newtown, PA

Past

August 14, 2018 - April 29, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

NEWTOWN, PA

Past

June 27, 2018 - April 29, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

NEWTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JMAC ENTERPRISES LLC

BRICK HOUSE STRATEGIC WEALTH | JW NOVA WEALTH PARTNERS | JMAC ENTERPRISES LLC

CRD#: 312710 / SEC#: 801-120407

RIA

Registered Investment Advisory firm - (3/2/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2018

General Securities Representative Examination

Current Firm

JMAC ENTERPRISES LLC

BRICK HOUSE STRATEGIC WEALTH | JW NOVA WEALTH PARTNERS | JMAC ENTERPRISES LLC

CRD#: 312710 / SEC#: 801-120407

RIA

Registered Investment Advisory firm - (3/2/2021 Approved)

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Contact information

Main Address

201 South State St Suite 2a, Newtown, PA 18940

Mailing Address

Phone number

(267) 753-7066

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JMAC DISCLOSURE BROCHURE AND WRAP FEE PROGRAM DISCLOSURE (4/24/2025)

Regulatory assets under management

Total Number of Accounts	1,141
AUM (Assets Under Management)	$ 918,779,505

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Morgan E. Zafonte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Elizabeth Zafonte's CRS (Customer Relationship Summary).

Certified licenses

Experience

JMAC ENTERPRISES LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Primary Firm SEC Registration

JMAC ENTERPRISES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2018

SIE

Date: 10/1/2018

Series 7

Date: 6/27/2018

Current Firm

JMAC ENTERPRISES LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

JMAC ENTERPRISES LLC

TRUST BUT VERIFY

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