DA
Debra L. Anton
RETIREMENT PLAN ADVISORS
Wichita, KS
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CRD#: 6091914
DA
Professional summary
Debra Lee Anton, who also goes by Deb Anton, Debbie Mendenhall, Debra Lee Mendenhall, is a registered financial advisor currently at RETIREMENT PLAN ADVISORS, LLC located in Wichita, Kansas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Wichita, Kansas.
Debra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Debra has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Deb Anton | Debbie Mendenhall | Debra Lee Mendenhall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RETIREMENT PLAN ADVISORS, 230 N.ROOSEVELT WICHITA,KS. 01/10/2013, INDEPENDENT INSURANCE AGENT WITH VARIOUS INDEPENDENT INSURANCE COMPANIES. NOT INVESTMENT RELATED, 1/WEEKLY, NONE/TRADE.
2) RETIREMENT PLAN ADVISORS LLC, 105 WEST ADAMS STREET SUITE 2175 CHICAGO,IL. 05/14/2014, ADVISORY REP OF A REGISTERED INVESTMENT ADVISORS(RIA). INVESTMENT RELATED 60/WEEKLY, 40/TRADE.
3.ST ANTHONY PARISH, 1214 E 2ND ST N, WICHITA, KS, 1/2018 AS PARISH COUNCIL MEMBER. NIR - 8/MO - 0/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Debra Lee Anton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2014 - Present
RETIREMENT PLAN ADVISORS, LLC
RIA
CRD#: 122758
Wichita, KS
Current
May 8, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
WICHITA, KS
Past
October 15, 2012 - December 24, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WICHITA, KS
Past
September 10, 2012 - December 24, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WICHITA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/14/2023)
RR
Kansas(5/8/2014)
IAR
Kansas(5/14/2014)
RR
Oklahoma(1/2/2018)
RR
Washington(4/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29 E. Madison St. Suite 500, Chicago, IL 60602-3205
Mailing Address
Phone number
(312) 701-1100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,148 |
| AUM (Assets Under Management) | $ 1,882,191,054 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
