Andrew Wheeler
Professional summary
Andrew Wheeler, who also goes by Andrew W C Wheeler, is a registered financial professional currently at PARKLAND SECURITIES, LLC located in Ann Arbor, Michigan and SIGMA FINANCIAL CORPORATION located in Ann Arbor, Michigan.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2013. Andrew has worked at 4 firms and has passed the Series 63, Series 52, SIE, Series 7, Series 14, Series 53, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Wheeler's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2024 - Present
PARKLAND SECURITIES, LLC
Office #1: 300 Parkland Plaza, Ann Arbor, MI 48103March 19, 2024 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 300 Parkland Plaza, Ann Arbor, MI 48103December 7, 2022 - November 7, 2023
J.P. MORGAN SECURITIES LLC
December 4, 2017 - November 7, 2023
J.P. MORGAN SECURITIES LLC
November 11, 2013 - June 23, 2017
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2024)
(3/21/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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Company Information
SIGMA FINANCIAL CORPORATION
CRD#: 14303Ann Arbor, MI 48103TRUST BUT VERIFY
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