Andrew W. Hodges

VALUE INVESTMENT PROFESSIONALS

New York, NY 10017

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CRD#: 6091749

Professional summary

Andrew William Hodges, CFA is a registered financial advisor currently at VALUE INVESTMENT PROFESSIONALS, LLC located in New York, New York.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Andrew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) VIPHA LLC; investment related; NY,NY; originating bridge loans; managing member; started 08/2015; approximately 1-2 hours per month during trading hours. 2) VIP SPV, LLC; investment related; investing in direct real estate and originating loans; Managing Member; 10/2018; 1-2 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew William Hodges's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

April 13, 2016 - Present

VALUE INVESTMENT PROFESSIONALS, LLC

Office #1: 125 Park Avenue 25th Floor, New York, NY 10017

RIA

CRD#: 164704

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALUE INVESTMENT PROFESSIONALS, LLC

VALUE INVESTMENT PROFESSIONALS | VALUE INVESTMENT PROFESSIONALS, LLC

CRD#: 164704 / SEC#: 801-126351

RIA

Registered Investment Advisory firm - (8/5/2022 Approved)

New Jersey

Registered Investment Advisory firm - (9/30/2022 Terminated)

New York

Registered Investment Advisory firm - (9/6/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(2/10/2025)

IAR

New York
(8/21/2021)

IAR

Texas
(1/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/2011

Uniform Investment Adviser Law Examination

Current Firm

VALUE INVESTMENT PROFESSIONALS, LLC

VALUE INVESTMENT PROFESSIONALS | VALUE INVESTMENT PROFESSIONALS, LLC

CRD#: 164704 / SEC#: 801-126351

RIA

Registered Investment Advisory firm - (8/5/2022 Approved)

New Jersey

Registered Investment Advisory firm - (9/30/2022 Terminated)

New York

Registered Investment Advisory firm - (9/6/2022 Terminated)

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Contact information

Main Address

125 Park Avenue 25th Floor, New York, NY 10017

Mailing Address

Phone number

(646) 383-7757

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A (2/5/2025)

Regulatory assets under management

Total Number of Accounts	83
AUM (Assets Under Management)	$ 141,944,731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew W. Hodges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew William Hodges's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALUE INVESTMENT PROFESSIONALS, LLC

Primary Firm SEC Registration

VALUE INVESTMENT PROFESSIONALS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/2011

Current Firm

VALUE INVESTMENT PROFESSIONALS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALUE INVESTMENT PROFESSIONALS, LLC

TRUST BUT VERIFY

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