Jun W. Chen

FIDARE WEALTH SOLUTIONS LLC

Jamaica, NY

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CRD#: 6091286

Professional summary

Jun W Chen, who also goes by Jun W Chen, Junwen Chen, Juwen Chen, Jun Chen, is a registered financial advisor currently at FIDARE WEALTH SOLUTIONS LLC located in Jamaica, New York.

Jun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jun has worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 56 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jun W Chen | Junwen Chen | Juwen Chen | Jun Chen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES; INVESTMENT-RELATED; NEW YORK; INSURANCE AGENT; START DATE: 2024; APPROXIMATELY 40 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jun W Chen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2024 - Present

FIDARE WEALTH SOLUTIONS LLC

RIA

CRD#: 331122

Jamaica, NY

Past

December 13, 2022 - February 6, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CHAPPAQUA, NY

Past

December 9, 2022 - February 6, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CHAPPAQUA, NY

Past

June 8, 2022 - June 29, 2022

GROW TODAY LLC

RIA

CRD#: 322034

NEW YORK, NY

Past

June 20, 2018 - April 19, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

NEW YORK, NY

Past

June 20, 2018 - April 19, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NEW YORK, NY

Past

June 28, 2017 - July 28, 2017

SUMMIT EQUITIES, INC.

RIA

CRD#: 11039

PARSIPPANY, NJ

Past

June 27, 2017 - July 28, 2017

SUMMIT FINANCIAL RESOURCES INC

RIA

CRD#: 104990

PARSIPPANY, NJ

Past

June 26, 2017 - July 28, 2017

SUMMIT EQUITIES, INC.

CRD#: 11039

PARSIPPANY, NJ

Past

September 26, 2016 - June 28, 2017

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

September 29, 2015 - April 29, 2016

AVATAR SECURITIES, LLC

CRD#: 147763

NEW YORK, NY

Past

July 7, 2015 - September 29, 2015

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

August 6, 2012 - May 12, 2014

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2014

General Securities Representative Examination

General Industry/Product Exam

Series 56

Date: 8/3/2012

Proprietary Trader Qualification Examination

Current Firm

FIDARE WEALTH SOLUTIONS LLC

CRD#: 331122 / SEC#:

New York

Registered Investment Advisory firm - (5/17/2024 Approved)

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Contact information

Main Address

Jamaica, NY

Mailing Address

136 Madison Avenue 5th Floor, New York, NY 10016

Phone number

(347) 866-3225

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 4,250,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jun W. Chen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jun W Chen's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

GROW TODAY LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

SUMMIT EQUITIES, INC.

SUMMIT FINANCIAL RESOURCES INC

SUMMIT EQUITIES, INC.

PARK AVENUE SECURITIES LLC

AVATAR SECURITIES, LLC

T3 TRADING GROUP, LLC

WTS PROPRIETARY TRADING GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2017

SIE

Date: 10/1/2018

Series 7

Date: 3/17/2014

Series 56

Date: 8/3/2012

Current Firm

FIDARE WEALTH SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIDARE WEALTH SOLUTIONS LLC

TRUST BUT VERIFY

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