Tara N. Horne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tara Nichole Horne, who also goes by Tara Horne, Tara Stevenson, was a registered financial professional .
Tara is a previously registered financial professional and started their career in finance in 2022. Tara had worked at 4 firms and has passed the Series 99TO, Series 7TO, SIE, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2023 - May 29, 2025
PLEXUS FINANCIAL SERVICES, LLC
February 1, 2023 - April 4, 2023
SHOREBRIDGE CAPITAL SECURITIES, LLC
January 9, 2023 - April 4, 2023
ROYAL TREASURE SECURITIES LLC
August 19, 2022 - February 6, 2023
INDEPENDENT BROKERAGE SOLUTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/1/2023
Operations Professional ExaminationSeries 7TO
Date: 8/19/2022
General Securities Representative ExaminationCurrent Firm
PLEXUS FINANCIAL SERVICES, LLC
CRD#: 153132 / SEC#: 801-81192, 8-68504
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
