ER
Erik Ramnauth
USAA INVESTMENT SERVICES COMPANY
Tampa, FL 33619
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CRD#: 6090253
ER
Professional summary
Erik Ramnauth, who also goes by Erik VIshnu Ramnauth, Erik Ramnauth, Erik V Ramnauth, is a registered financial advisor currently at USAA INVESTMENT SERVICES COMPANY located in Tampa, Florida.
Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Erik has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erik Vishnu Ramnauth | Erik Ramnauth | Erik V Ramnauth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Erik Ramnauth's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Erik Ramnauth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2026 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 9527 Delaney Creek Blvd., Tampa, FL 33619RIA
BD
CRD#: 5475
Tampa, FL
Current
May 5, 2026 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 9527 Delaney Creek Blvd., Tampa, FL 33619RIA
BD
CRD#: 5475
Tampa, FL
Past
May 6, 2025 - March 24, 2026
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
TAMPA, FL
Past
May 5, 2025 - March 24, 2026
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
TAMPA, FL
Past
November 14, 2024 - June 3, 2025
LPL ENTERPRISE, LLC
RIA
CRD#: 8733
RIVERVIEW, FL
Past
November 14, 2024 - June 3, 2025
LPL ENTERPRISE, LLC
BD
CRD#: 8733
RIVERVIEW, FL
Past
May 3, 2019 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Riverview, FL
Past
April 16, 2019 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Riverview, FL
Past
September 1, 2017 - November 5, 2018
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
St. Petersburg, FL
Past
September 24, 2012 - November 5, 2018
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/5/2026)
RR
Alaska(5/5/2026)
RR
Arizona(5/5/2026)
RR
Arkansas(5/5/2026)
RR
California(5/5/2026)
RR
Colorado(5/5/2026)
RR
Connecticut(5/5/2026)
RR
Delaware(5/5/2026)
RR
District of Columbia(5/5/2026)
RR
Florida(5/5/2026)
IAR
Florida(5/6/2026)
RR
Georgia(5/5/2026)
RR
Hawaii(5/5/2026)
RR
Idaho(5/5/2026)
RR
Illinois(5/5/2026)
RR
Indiana(5/5/2026)
RR
Iowa(5/5/2026)
RR
Kansas(5/5/2026)
RR
Kentucky(5/5/2026)
RR
Louisiana(5/5/2026)
RR
Maine(5/5/2026)
RR
Maryland(5/5/2026)
RR
Massachusetts(5/5/2026)
RR
Michigan(5/5/2026)
RR
Minnesota(5/5/2026)
RR
Mississippi(5/5/2026)
RR
Missouri(5/5/2026)
RR
Montana(5/5/2026)
RR
Nebraska(5/5/2026)
RR
Nevada(5/5/2026)
RR
New Hampshire(5/5/2026)
RR
New Jersey(5/5/2026)
RR
New Mexico(5/5/2026)
RR
New York(5/5/2026)
RR
North Carolina(5/5/2026)
RR
North Dakota(5/5/2026)
RR
Ohio(5/6/2026)
RR
Oklahoma(5/5/2026)
RR
Oregon(5/5/2026)
RR
Pennsylvania(5/5/2026)
RR
Puerto Rico(5/5/2026)
RR
Rhode Island(5/5/2026)
RR
South Carolina(5/5/2026)
RR
South Dakota(5/5/2026)
RR
Tennessee(5/5/2026)
RR
Texas(5/5/2026)
IAR
Texas(5/5/2026)
RR
Utah(5/5/2026)
RR
Vermont(5/5/2026)
RR
Virgin Islands(5/5/2026)
RR
Virginia(5/5/2026)
RR
Washington(5/5/2026)
RR
West Virginia(5/5/2026)
RR
Wisconsin(5/5/2026)
RR
Wyoming(5/5/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/22/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Mailing Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Phone number
(800) 531-7960
Established
Delaware since 09/01/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
152
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
