RM
Richard B. Mangus
WEST WEALTH GROUP
Indian Wells, CA 92210
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CRD#: 6089952
RM
Professional summary
Richard Barrett Mangus, who also goes by Richard B Mangus, Richard Barrett Mangus, Richard Mangus, is a registered financial advisor currently at WEST WEALTH GROUP, LLC located in Indian Wells, California.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Richard has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard B Mangus | Richard Barrett Mangus | Richard Mangus
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AMS Tax Service, Inc.~'NIR'~78078 Country Club Dr., Suite 202~Bermuda Dunes~CA~92203~Tax Preparation/Accounting~Other~10/1/2007~160hrs~120hrs~Provide income tax services to individuals and businesses|Fiduciary Appointment-Trustee~'NIR'~78078 Country Club Dr. Ste 202~Bermuda Dunes~CA~92203~7/9/2018~2hrs~2hrs~My duty will be to administer, liquidate, and distribute the entire trust to the beneficiaries. OFFICER AT MANGUS ACCOUNTANCY GROUP, APC. 2) Mangus Enterprises dba Mastershield; Investment Related: No; Address: 78015 Wildcat Dr. Ste 102, Palm Desert, CA 92211; Nature of Business: Automotive Paint Protection and Window Tint; Title: Shareholder/Office; Start Date: 11/01/2020; Hours/Month: 4; Securities Trading Hours/Month: 2 hours/month; Duties: Monthly review of financials with management shareholders and attending occasional staff meetings. (3.) Yack Wealth Management; 74-785 Highway 111, Suite 211, Indian Wells, CA 92210; January 1, 2024; Duties/Description: Marketing; Not Investment Related; 40 hours per week hours during trading
CRS (Client Relationship Summary) - RIA
Click below to view Richard Barrett Mangus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2021 - Present
WEST WEALTH GROUP, LLC
Office #1: 74-785 Highway 111, Ste. 211, Indian Wells, CA 92210RIA
CRD#: 316644
Indian Wells, CA
Past
January 30, 2019 - December 3, 2021
COOPER MCMANUS
RIA
CRD#: 111458
INDIAN WELLS, CA
Past
August 15, 2012 - February 21, 2019
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BERMUDA DUNES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WEST WEALTH GROUP, LLC
BML WEALTH MANAGEMENT | YACK WEALTH MANAGEMENT | WEST WEALTH GROUP, LLC | ENSEMBLE WEALTH MANAGEMENT
CRD#: 316644 / SEC#: 801-122438
RIA
Registered Investment Advisory firm - (10/1/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WEST WEALTH GROUP, LLC
BML WEALTH MANAGEMENT | YACK WEALTH MANAGEMENT | WEST WEALTH GROUP, LLC | ENSEMBLE WEALTH MANAGEMENT
CRD#: 316644 / SEC#: 801-122438
RIA
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Contact information
Main Address
2 Park Plaza Suite 800, Irvine, CA 92614
Mailing Address
Phone number
(949) 682-9105
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,273 |
| AUM (Assets Under Management) | $ 472,091,300 |
Red Flags
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