Michael T. Hornung

STRATEGIC WEALTH MANAGEMENT

Bedford, TX 76021

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CRD#: 6088812

Professional summary

Michael Thomas Hornung, CFP® is a registered financial advisor currently at STRATEGIC WEALTH MANAGEMENT, LLC located in Bedford, Texas and LPL FINANCIAL LLC located in Bedford, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Hornung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 24, 2015 - Present

STRATEGIC WEALTH MANAGEMENT, LLC

Office #1: 2812 Bedford Road Suite 200, Bedford, TX 76021

RIA

CRD#: 171908

Bedford, TX

Current

August 10, 2015 - Present

LPL FINANCIAL LLC

Office #1: 2812 Bedford Rd Ste 200, Bedford, TX 76021-6195

RIA

CRD#: 6413

Bedford, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 171908 / SEC#: 801-112757

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Texas

Registered Investment Advisory firm - (4/18/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(9/10/2015)

IAR

Texas
(9/24/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 171908 / SEC#: 801-112757

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Texas

Registered Investment Advisory firm - (4/18/2018 Terminated)

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Contact information

Main Address

2812 Bedford Road Suite 200, Bedford, TX 76021

Mailing Address

Phone number

(817) 391-1090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 130,513,205

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael T. Hornung

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Hornung's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

STRATEGIC WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2015

FINRA

Current Firm

STRATEGIC WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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